already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the

positive non-public information material to PLE share price. As PLE?s chairman of the board, chairman of executive committee, and chairman of foreign debt collection committee, he learnt of the information

informed of derivatives price ranges in advance and when the prices moved within the ranges, {A} then executed trading orders.  She sometimes sent trading orders and informed the client afterwards. {A

listing, foreign ETFs must have non-complicated features and investment policies tracking commonly accepted securities indices or price indices such as those whose underlyings are a basket of securities

this case, the SEC?s probe found that Yongyuth and Vorapin had sold TUCC shares in such a way that taking advantage of others by using non-public information material to TUCC share price. They learnt of

SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO

were all sold out during low price period.  The said actions were in violation of Section 311 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code

false or intended to mislead other persons about the financial condition or the share price of MLINK, now renamed as Ferrum Public Company Limited (FER). Following a referral from the Stock Exchange of

STPI collected an additional 2,212 million baht from its counterparty on top of the main contract. The said information was material to the STPI share price. This resulted in STPI?s Q1/2010 performance

proposed additional agenda on purchasing shares of KITHA Properties Co., Ltd. (KITHA) at the price not exceeding 800 million baht. The agenda was considered and approved at the meeting.As the purchase of