Securities Brokerage : Investment Units, had duties to prepare and submit the financial statement for first period of six months of the year 2023 within October 2, 2023 However, FL prepared and submitted the

The Securities and Exchange Act of Thailand B.E. 2535 (1992). In case of GL’s delayed to prepare and submit the accurate financial statements and financial reports within the period of time specified by

within the period of time specified by the Capital Market Supervisory Board resulted from the instruction or the failure to give instruction which is a duty required to be performed as follows 1. the

Energy Earth Public Company Limited Energy Earth Public Company Limited, failed to prepare and submit (1) the audited financial statements for the year 2018, (2) the annual registration statement for

Three Sixty Five Public Company Limited Three Sixty Five Public Company Limited (TSF), a listed company, failed to prepare and submit the financial reports to SEC Office within the period specified

;), shall be liable for TSF failure to prepare and submit the financial reports to SEC Office within the period specified in the notification as follows : (1) the annual registration statement (Form 56-1

prepare and submit (1) the financial statement for the year 2022 (2) the annual registration statement (Form 56-1 One Report) for the year 2022 (3) the reviewed financial statements for Q1/2023 (4) the

the year 2016 (Form 56-1, 2016), the annual report for the year 2016 (Form 56-2, 2016) and the reviewed financial statement for Q1/2017 to the SEC and the SET within the specified period. The Criminal

financial statement for Q1/2017 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 514,400. Since the accused pled guilty, the Court

audited financial statements for the year 2015, (2) the annual report for the year 2015 (Form 56-2, 2015), (3) the annual registration statement for the year 2015 (Form 56-1, 2015), (4) the reviewed