);             (2)  Exempting the application fee for the auditor applicants who resubmit the application within one year from the submission date of the first application, on the condition that such applicants

them as total liabilities in the calculation of net capital on the condition that they rectify the excess qualified  subordinated debt so as not to surpass the shareholders’ equity within a specified

) (“the Emergency Decree”), has a financial condition that may cause damage to clients and a management structure and personnel that are deemed inappropriate and insufficient for efficient and responsible

make payments in the currency of Thai baht, or accepting payments through deposit accounts or electronic money accounts in Thailand;   (4) specifying a condition that Thai law shall be the governing law

of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the

), the shareholders should not  ratify this transaction because the agreement contains a condition  requiring GSTEL to appoint the Mahachai Group as its sole sales distributor for a period of five years

accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for

guaranteed while in fact such rate was only a condition for auto redemption, not an estimate return. In any case, TBANK has already paid a compensation for the damage incurred to the customer.The demeanors of

that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted

for auction as metal scrap. This resulted in AMAC?s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of