intermediary other than those specified in sub clause (a) and (b), such intermediary shall have shareholders’ equity presented in latest financial statement, audited by auditor, in positive position. In this
statement, audited by auditor, in positive position. In this regard, in case the intermediary has raised its capital after the date of the latest financial statement, the amount of raised capital could be
; d. provision that restricts the issuer from creating a lien on its assets or that of its subsidiaries so that other creditors obtain a senior position to the debt securities holder offered under the
, increasing 4.6% YoY. Financial position (Post TFRS-15) As of 30 December 2019, total assets were Bt289,669mn, slightly decreasing 0. 3% YoY due to amortization of spectrum licenses. However, some of the effect
any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the offering of securities services, the securities operation or research on securities
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
exempt from having qualifications as specified in the first paragraph if the applicant has the following qualifications: (1) being manager of a securities company or any person holding equivalent position