Department of Special Investigation (DSI) for further legal proceedings.Their actions were in contravention of the first paragraph of Section 281/2 in conjunction with Section 89/7 of the Securities and

the board of directors of listed companies is obligated to perform duties with care, responsibility and honesty in accordance with Section 89/7 of the Securities and Exchange Act, the SEC, by virtue of

report, the SEC probed into the case and found that the said companies and persons, without obtaining license under Section 90 of the Securities and Exchange Act B.E. 2535 (SEA), jointly operated

gather information in a case of using inside information to purchase shares of a listed company in violation of Section 241 of the Securities and Exchange Act B.E. 2535 (SEA). {A}, a financial advisor

derivatives products to deposit money into banking accounts of two securities companies for Sureerat?s derivatives trading account. Such wrongdoing was in violation of Section 16 of the Derivatives Act B.E

Securities and Exchange Act of 1992. Their actions therefore were in violation of Section 90 and liable to penalties under Section 289, which are imprisonment for a term of 2 to 5 years and a fine from 200,000

: www.mpf.co.id, www.ascotfx.com and www.maxglobalbullion.com.From the SEC?s finding, these firms operated a derivatives business without license or registration with the SEC, in violation of Section 16 of the

person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of  the Act. The SEC

Mr. Yanakorn Warakunrak Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and

Mr. Poonsak Chumchuay Due to the fact that Polaris Capital Public Company Limited ("POLAR") committed an offence of concealment of material facts under Section 281/10 of Securities and