information on Modern's operating results of the Q2/2016 before Modern publicly disclosed the Q2/2016 financial statements through the SET http://market.sec.or.th/public/idisc/en/Enforce Civil Action Dated 06
efficient work systems for monitoring and inspecting securities trading transactions of clients; (3) To require that securities companies enter into an agreement with their clients before commencing service
right to purchase common shares but do not exercise the convertible right of MORE-W3, there will be a price dilution, accounting for 60.29 percent of the share price before offering. IFA considers that
authorization before beginning any other activity.The SEC therefore proposes to amend the rules governing the undertaking of other businesses according to the resolution of the Capital Market Supervisory Board
shares or shares of the existing shareholders to the general public must obtain prior approval from SEC or the offeror must have the characteristics as specified by SEC before proceeding with the
existing shareholders to the general public must obtain prior approval from SEC or the offeror must have the characteristics as specified by SEC before proceeding with the offering. SEC advises the public to
significantly high amount of deposit before execution of transactions. SEC therefore urges W’s shareholders to study information on this matter carefully and exercise the voting right to protect their own
must be done by sending orders through an intermediary via a matching system in the form of auction once per day; Buyers must have the full amount of cash before buying and sellers must have
Bangkok, 24 November 2017 ? The SEC urges investors to read important information on the prospective listed companies to examine duty performance of company directors and executives before making
authorization. According to the conversation recorded, {B} had sent trading orders before notifying her client or sent out selling orders against of the client's instruction. {B} admitted that she had acted as