information disclosure. The additional rules and conditions will also apply; for examples:? Equity offerings must comply with laws and regulations in home jurisdictions.? Laws and regulations on shareholder

regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the

Bangkok, January 15, 2014 ? The SEC is seeking public comment on proposed revision to the rules of capital requirements for securities and derivatives investment advisors (IA) as well as brokers

and prospectus, for instance.  The consultation paper is available on the SEC website at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or

2015 strategic plan adjusted to align with his vision presented before the SEC Board in the candidacy for the SEC Secretary-General post. The adjusted framework will focus primarily on understanding

Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for

intermediaries.? The amendment proposal aims to strengthen IT security protection for intermediaries to cope with potential new types of risk arising from the use of new technologies such as mobile devices and

Development Master Plan as well as development of Thai bond market and legal framework for derivatives.  Prior to this appointment, Tipsuda was appointed as Assistant Secretary-General in 2007 and Senior

by January 16, 2015.ABC ceased its garment business operation and did not utilize its land and building previously used for such business.  In this year, ABC sold the assets and transferred revaluation

that such redemption may cause liquidity problem to the mutual fund and thus affects other unitholders. For, funds of funds and feeder funds investing in large overseas funds, however, the redemption may