prevent abnormal securities trading. In so doing, both organizations have prepared and disseminated information for monitoring of securities trading in that the SEC has disclosed Turnover List while the SET
advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital
misconducted profiles from public fundraising. In the former rules, any misconducts found during PO submissions such as forged accounting, issuer would only subject to disapproval, while, the recent revised
connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardless of whether the interviewee is Thai or foreigner, foreigner can be assisted by the translator of his or
use since 2003 while the market landscape and the business operation have generally become more diversified and more complex. This proposed amendment would fine-tune the governing rules and prevent
-General Vorapol Socatiyanurak said: the SEC has allowed mutual funds to offer multiple classes of investment units either they are existing or newly-established mutual funds while only the latter are
? where financial planning and new financial products can be learned at your fingertips through Mobile App ?start-to-invest? while the capital market information and the SEC's supervisory and development
? where financial planning and new financial products can be learned at your fingertips through Mobile App ?start-to-invest? while the capital market information and the SEC?s supervisory and development
companies will be stated while the arbitrator selection process will become more flexible to support the case where the selected arbitrator is unable to perform the duty.? In addition, the arbitrators and the