Characteristics of Major Shareholder of Derivatives Intermediar y. In addition, where a major shareholder is a juristic person, a director, a manger and a partner of such person shall not have prohibited
Major Shareholder of Derivatives Intermediary. In addition, where a major shareholder is a juristic person, a director, a manger and a partner of such person shall not have prohibited characteristics as
of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by the private fund management company as
representative for sale and acceptance of redemption of investment units, and in the case where the management company is a private fund management company, the representative shall mean the person appointed by
report of net liquid capital calculation of the last business day of the month to the SEC Office by the seventh day of the following month; (3) in case where a securities company have any subordinated
calculation of the last business day of the month to the SEC Office by the seventh day of the following month; (3) in case where a securities company have any subordinated liabilities or financing lease
; (2) Confirmation statement; (3) The evidence of margin call in the case where the derivatives broker calls for a customer to deposit additional margin; (4) Account of derivatives trading of each