e-service Online Submission See canceled document Business Operation Rules >> Reporting Requirements (Section 109) Type Title Section See Document Status Notified Date Effective Date 1. Act
requirements and the allocation of minimum hours tailored to the experience and types of IA; (2) To continue the requirement to complete no less than 15 hours of training or participation in
approval of a waiver for the company’s inability to comply with the requirements regarding the maintenance of the debt-to-equity ratio that incurs interest, which will be reflected in the financial
with the SEC directly in harmony with the requirements imposed on other types of bonds. The key points of the proposed amendments to the relevant regulations are as follows: (1) To streamline the
August 2023, with which most of the respondents had expressed their views in agreement. As such, the SEC has issued a notification prescribing the requirements for information disclosure and risk
availability of PVD data, to prescribe a clear application process and document requirements for fund registration, to improve the duties of employers, the Provident Fund Committee (PC) and fund managers, and
requirements and IT risk management system. In addition, the proposed amendments streamline licensing procedures in consistent with other securities businesses. The consultation paper is available in Thai
and internationally-recognized standards. The proposed regulations would include additional disclosure requirements as well as issuers’ obligation to appoint an external review provider to provide
against securities and exchange law. This seminar is the starting point to help lawyers to be preparedness and extend their ability to advocate or advise investors on legal requirements and procedures