Pacific Award under the Regulation and Supervision Awards Programme 2025, organized by The Asian Banker. This recognition highlights the SEC’s outstanding efforts in enhancing transparency and integrity in
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายในหัวข้อ “SEC Roles and Capital Market Supervision and Development” ให้แก่คณะนักศึกษาหลักสูตร
will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage
she neglects or has neglected reasonable examination in order for preventing the juristic person or business which he or she has power of management or the operator under his or her supervision (if any
, derivatives operation, supervision of derivatives operation, or research relating to derivatives contract, regardless of the fact that such function provides services for other persons or for the benefit of the
responsible for services relating to derivatives contract, derivatives operation, supervision of derivatives operation, or research relating to derivatives contract, regardless of the fact that such function
&start=20&rows=10 21 - 30 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2024 Dated 30/01/2024 the time of the incident, did not keep customers' digital
=system_name%3AEnforcement&start=0&rows=10 1 - 10 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex Company Limited During September 15
&start=0&rows=10 1 - 10 of 39 results Sort by: Relevance Date (Newest) Date (Oldest) Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex Company Limited During September 15, 2021, to May 7, 2022