specified in the SEC notification, the Minister shall have the power to revoke the license to operate all or any type of securities businesses so licensed upon the recommendation of the SEC.
and perform the auditing to provide opinion on the financial statements in compliance with the requirements of the law relating to auditors and additional requirements as specified in the notification
Commission Notification of the Securities and Exchange Commission No. SorThor. 23/2549 Re: Calculation and Report of Net Liquid Capital Calculation _____________ By virtue of Section 109 of the Securities and
. The SEC, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. The Securities and Exchange Commission Notification
, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. The Securities and Exchange Commission Notification of the
Derivative Brokers (No. 2) dated 2 May 2006, which came into force on 16 May 2006; 1 As repealed by the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2549 Re: Maintenance of Financial
Notification of the Securities and Exchange Commission No. Kor Thor. 31/2552 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 3) dated 15 December 2009, which came into force on 1 March
any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission