non-Thai nationals and omnibus account in other ASEAN countries to non-Thai nationals and omnibus account. Besides, measures against any person or group of persons wrongfully using Thai ASEAN CIS for
requirements applicable to them. Under the proposed revision, for example, the operators will have to provide unprejudiced advice, supervise the approved contact person giving advice through any media or
rules will apply to Form 56-1 to be filed with the SEC from January 1, 2013 onward. Reservation must be made by August 15, 2013 through facsimile no. 0-2263-6099 without any registration/attendance fees
examinations recognized by the SEC and have work experience in preparing technical analysis researches. Also, they must not possess any prohibited characteristics of personnel in capital market. The consultation
, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
Bangkok, December 15, 2014 ? The SEC has announced selection process for new Secretary-General. Candidates must have qualifications and shall not possess any prohibited characteristics. The SEC Board
related parties and asset control management. Submission of special audit report will become due on December 9, 2011. THL has later requested for extension of submission while THL has not appointed any
shareholders of business operators to be another important issue, as any involvement of such sources of funds or financial supporters with unlawful activities—such as money laundering—may pose legal
or executive at any issuing or listed companies for 1 year SEC Act (before the fifth amendment) Section 241 Civil Action Dated 06/06/2018