authority, duty and responsibility to supervise principally the operation 4 of the REIT manager and other assigned person (if any) to conduct their functions in accordance with the trust instrument and the
; (4) performing duties in accordance with the codes of conduct and professional standards as specified by the SEC Office, the associations, or the agencies relating to capital market business which are
.: _____________________________ Fax No.: _________________________ 15) Is the CIS Operator currently licensed/ authorised/ approved by its Home Regulator to conduct the activities as specified by section 56 of the Passport Rules
issued under or providing guidelines for compliance with the Notification of the Office of the Securities and Exchange Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of
Commission Governing Rules, Conditions and Procedures for Appointment and Conduct of Property Fund Manager B.E. 2552 (2009) dated 23 January 2009, that is enforceable by the transitional provisions of the
part relating to the performance of their duties; (4) performing duties in accordance with the codes of conduct and professional standards as specified by the associations and approved by the SEC Office
Company and the local intermediary shall comply with the regulations specified in the Notification on Standard Conduct of Business unless the Notification on Rules on Cross-Border Offerings of Covered Funds
.: _____________________________ Fax No.: ___________________________ 11) Is the Hong Kong Covered Management Company currently licensed by/registered with the Securities and Futures Commission of Hong Kong to conduct the
.: ___________________________ 11) Is the Hong Kong Covered Management Company currently licensed by/registered with the Securities and Futures Commission of Hong Kong to conduct the activities as specified by section 8 of Annex