good internal control system for the custody of client’s assets. Such system must at https://publish.sec.or.th/nrs/2831pe.doc Translation calculating net asset value of fund or securities-clearing (back
provision, ensuring that the clients agree to pay a fine if the securities companies are penalized by the SET or the clearing house due to the clients’ failure to comply with regulations related to short
-debt securities, and guidelines for business operation of brokers by repealing redundant regulations to facilitate implementation; (6) Revising approval of rules and regulations of clearing houses
warrants through the trading accounts of several other persons with whom he had close relationship. In this regard, Kunnatee, Apilas and Kriangkai assisted him with his purchases and clearing transactions
during day trading hour caused longer period for processing of TFEX?s trading and clearing system. Thus, TFEX had to extend its night trading hour for 40 minutes. To resolve such problems, TFEX requested
Securities Borrowing and Lending Business : SBL Securities Finance Derivatives Agent Derivatives Dealer Stock Exchange Derivatives Exchange Derivatives Clearing House Securities Registrar TSD Association of