required to set up an efficient complaint handling system in support of daily operation. Concurrently, the SEC employs a risk based approach to scheduled and/or random inspection as well as case-by-case

As part of continuing efforts to support market confidence and business integrity, the OECD has launched in Asia a new set of corporate governance principles that were endorsed at the G20 Finance

Mekong region.  It reflected the shared visions and regional support toward the SEC Thailand?s initiatives in building a network for Mekong capital markets cooperation.  I am confident that with active

and enhance competitive edge of the private sector. We are also very pleased to support the right protection volunteers in performing their duties at AGMs; one of the principles of good corporate

make more use of comparative information and make informed investment decisions. The voluntary rating would increase visibility of Thai and regional products and thus support the upcoming integration of

support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed

digital asset transfer transactions to support monitoring and prevent the misuse of digital assets in technology‑related crimes. The key principles include:(1) Digital asset business operators must

three laws were promulgated to support continuing development of instruments and transactions, namely the Derivatives Act B.E. 2546 (2003), the Trust for Transactions in Capital Market B.E. 2550 (2007

and completely. Clause 10. In the case where the securities company uses an information technology of the outsider provider, the securities company shall determine a measure for selection and

determine a measure for selection and consideration a suitability of provider, including control and inspect the compliance of the provider strictly in order to assure that the provider is able to comply with