SEC Search Search From : Home > Search > Search Results search: Sitemap Any Sitemap Law and Regulations ( 151 ) Manual Select ( 3 ) Act and Royal Enactment ( 2 ) Enforcement ( 1 ) Market
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accordance with the relevant rules and for the work unit responsible for post-trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be
unit responsible for post- trade operation to confirm the securities buying or selling with the counterparty promptly. Clause 8 A securities company shall be a member of the Thai Bond Market Association
personnel in the capital market businesses (natural persons)/verify the qualifications and prohibited characteristics/data from report forms. • Executives, directors/managers of securities companies, for
delegate to examine or verify the correctness of the portion of income the fund received under the agreement and to submit reports or relevant information to the management company for the purpose of tracing