(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...
ผลตอบแทนท่ี ยั่งยืนในระยะยาว I Code นี้ใช้กับผู้ลงทุนสถาบัน ดังนี้ (1) ผู้ลงทุนสถาบันท่ีให้บริการจัดการเงินลงทุน (Asset Managers) ซึ่งอยู่ภายใต้ การก ากับดูแลของ ก.ล.ต. เช่น บริษัทหลักทรัพย์จัดการ
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor ; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on
: Determination of Additional Determination of Types of Juristic Person Classified as Institutional Investor; (3) derivatives fund managers; and (4) derivatives advisors. Division 2 Specific Regulations on
___________________ Chapter 1 Fund Managers __________________ Clause 3 In this Chapter, “relevant employee” means an employee of an investment management company who, in the course of his/her job duties, receives
investment on assets (Revision 2) Attention: Directors and Managers The Stock Exchange of Thailand Attachment: 1. Information on the investment on assets 2. F53-4 form 3. Details on the issuance of warrants to
towards one ERP, strengthening our data platforms and arming ourselves with digital tools that will allow us to become better managers. Data is the new oil, as they say, and better analytics of our business
ประกอบวิชาชีพ ผู้ประกอบธุรกิจตัวกลาง บุคคลที่ได้รับใบอนุญาต/ขึ้นทะเบียน กองทุนรวม ISIN Code ESG Product Platform Climate-related Risk Management for Asset Managers Investor Alert SEC Check First SEC API