fairness for all investors, and reduce the possibility of systemic risk and stability risk of mutual funds. The consultation paper on the principles and proposed regulations related to
to the SEC before or on 31 March of the year when the annual fee is due. The revised annual fee calculation would be based on more updated information. The consultation paper is available at https
shall comply with the additional regulations above within one month as from the effective date of the regulations. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx
. For example, high-risk transactions related to clients’ assets would be subject to AAL2.1** while other transactions would be subject to AAL1**. The consultation paper is available at www.sec.or.th
facsimile: 0-2033-9660 or email: piyatit@sec.or.th and witchulada@sec.or.th. For paper comments, please send them to: The Intermediaries Policy Department, the Securities and Exchange Commission, Thailand 333
years and 10 million baht within four years, and (3) requiring REIT managers to report the maintenance of capital to the trustees.The consultation paper can be found at https://www.sec.or.th/TH/Pages
the term fund’s passbook. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile: 0-2033-9660, or
agencies. The consultant paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=680. Stakeholders and interested parties are welcome to submit comments via SEC website or email: kruaonn
under appropriate oversight and to maintain confidence of investors who use the services. The consultant paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=678
qualifications within a period specified by SEC. The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=696. Stakeholders and interested parties are welcome to give comments and