Supervisory Board may, if appropriate, promulgate the notification https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate-deri.doc DRAFT CUSTOMER ASSET SECTION 31.2 The provisions of this
business personnel under the provisions of the Notification of the Capital Market Supervisory Board*. The SEC therefore revoked the approval of Phisit as an investment consultant for complex products Type
Notification of the Office of Securities and Exchange Commission No. Sor Thor/Nor. 45/2559 Re: Rules in the Detail of Regulations Concerning the Establishment of Risk Management System for Business Continuity of
and the person to be responsible for damage of clients’ assets as well as a requirement of the agent’s compliance with this Notification. The securities company shall inform its client of the
person explicitly that the assets belong to the client. 12 Chapter 4 Transitional Provisions Clause 23 All orders and circulars issued under or prescribing guidelines for compliance with the Notification
transaction Within March 2020 2. The parties involved Lessor : KPN Award Co., Ltd., (“KPNA”). Lessee : Raimon Land Public Company Limited (“the Company”) Relationship: The Lessor is a juristic person with
. In this Notification, “ electronic data” means the information created, transmitted, received, stored or processed by an electronic means; “securities https://publish.sec.or.th/nrs/3890pe.doc -ร่าง
) (Translation) ” means a contract whereby a person, called a settlor, transfers or creates real right or any right appertaining to property to or for another person, called a trustee, with trust and confidence in