reference. - ราง - Notification of the Capital Market Supervisory Board No. Tor Jor. 63/2561 Re: Approval Rules on Offer for Sale of Newly Issued Bond of Foreign Entity Denominated in Thai Baht
trading account or other account belonging to its client for making a contract of capital market products for its own benefit or for the benefit of other persons. Division 4 Transactions relating to
trading account or other account belonging to its client for making a contract of capital market products for its own benefit or for the benefit of other persons. 11 Division 4 Transactions relating to
Trust for Transactions in Capital Market Act; (3) the offer for sale of the newly issued debt securities may cause damage or unfairness to investors, or the investors may not have received material
regarding to the Capital Market Supervisory Board Announcement TorJor20/2551 about the regulation on significant transactions subjecting to be an acquisition or disposition of assets, effective on August 31
asset’s acquisition of NDR regarding to the Capital Market Supervisory Board Announcement TorJor20/2551 about the regulation on significant transactions subjecting to be an acquisition or disposition of
under the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets (as amended) and
Bangkok, March 27, 2014 - The SEC suspended {A}, a former capital market investment consultant of UOB Kay Hian Securities (Thailand) Plc, and {B}, a capital market investment consultant of Krungsri
procedures as specified in the notification of the Capital Market Supervisory Board by failing to have a sufficient and effective system for executing securities transactions for the mutual fund. SEC Act S