) BusinessOperator A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For
States) BusinessOperator A Trustee of An Infrastructure Trust Digital Asset Business Operators Secondary Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading
} and (11) {K} for manipulating share price of Millcon Steel Plc. (MILL). With the referral from the Stock Exchange of Thailand on irregular trading of MILL shares by a group of persons, the SEC probed
Bangkok, May 18, 2016 ? The SEC has filed a criminal complaint with the Department of Special Investigation (DSI) against four manipulators of the price and trading volume of The Union Mosaic
market. “license under regulatory sandbox” means a license for establishing a securities trading center under regulatory sandbox. “executive” means a manager, deputy manager, assistant manager
Kanchanarath) collaborated to act, leading to increases in prices and trading volumes deviating from the normal market conditions; 2. NMG share manipulation: During 21 - 24 February 2017, seven offenders
RICH shares on a continual basis and matched orders within the group to mislead the general public in RICH share trading values and volumes, causing inconsistency with normal market condition. In the
price to increase inconsistently with the normal market condition. Simultaneously, Kiatichai, Suraphong (managing director and authorized person for trading in the NPP securities trading account), NPP
manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market condition