broker shall give suitable advice for customer and maintain the best interest of customer, as well as monitor and supervise that the giving advice is prepared and provided with generally accepted
accurate and suitable investment advice for clients. Clause 13/1 6 A securities company licensed to undertake the securities brokerage business and providing advice to client by foreign securities business
ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give accurate and suitable investment
from such client; (6) in the case of giving advice on derivatives, the derivatives broker shall give advice which is suitable to and in the best interests of each client, as well as monitor and supervise
broker shall inform the client of such position and obtain a written consent from such client; (6) in the case of giving advice on derivatives, the derivatives broker shall give advice which is suitable to
www.kcproperty.co.th Company's Registration No. 0107536001133 • Revising suitable price of 3 existing-old-house projects which totally value about THB 100,000,000 to be able to compete with other competitors in the
area. It is also a project that has been scrutinized and approved in law from the relevant government agencies to proceed. Therefore, the Board of Directors agreed that such projects are suitable
sheet ก่อนการตัดสินใจลงทุน 4. ตัวกลางที่ท าหน้าที่ขายหรือให้ค าแนะน าการซื้อขายหรือการลงทุนแก่ผู้ลงทุนทุกประเภท ต้องจัดให้มีการท า suitability test เพื่อประกอบการให้ค าแนะน าที่เหมาะสม (suitable) ตาม