with the rules, conditions and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the

with the rules, conditions and procedures as specified in the Notification of the Office of the Securities and Exchange Commission by failing to conduct an assessment of information technology systems

disclose the service quality information on Zipmex's website within the specified period in accordance with the notification. This case is under consideration of the public prosecutor. DAB Act S.30

digital assets to be offered for trading, including the delisting of digital assets. Moreover, Zipmex failed to perform its duties with due care as the professional should exercise in accordance with

Wealth Asset Management Company Limited— as a company licensed securities brokerage, failed to comply with the rules, conditions and procedures as specified in the notification. In this regard, the CL

in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Criminal Complaint Filed with an Inquiry Official Dated 12/06/2025

failure to order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Criminal Complaint Filed with an Inquiry Official Dated 12/06/2025

Market Supervisory Board resulted from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(2)(3)(4) Criminal Complaint

. Ltd. (“GLH”), a subsidiary of GL in Singapore, committed fraudulent acts and/or sought unlawful gains for himself or others, causing damage to GL and/or its subsidiary. Specifically, Mr. Mitsuji

” with the intention of convincing the public to invest in derivatives offered by him with gold or an industrial group indices as the underlying commodities, and he has received benefits from investors