by a management company to have power to make decisions on investments for a fund; “Association” means any association relating to securities business, which has been approved by and registered with
the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
association or a training institute, following the approval. If the approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office shall
ในต่างประเทศส่วนใหญ่ จะทาํหนา้ที 3 ดา้น กล่าวคือ (1) เป็นองคก์ร กาํกบัดูแลตนเอง (self-regulatory organization) (2) เป็นสมาคมการคา้ (trade association) เพือบริการสมาชิก และ (3) เป็นสถาบนัความรู้ของ
properties, or the seeking of benefits generated by other means; “ scheme ” means a mutual fund management scheme; “ association ” means an association related to securities business and established under the
, leasehold rights to immovable properties, or the seeking of benefits generated by other means; “scheme” means a mutual fund management scheme; “association” means an association related to securities business
regulations as well as ethics and professional standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the
standards arranged by the association or the training institute. If such approved person fails to attend the training course within the specified period, the approval shall be deemed terminated and the Office