ระหว่างขอหยุดประกอบธุรกิจเป็นการชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ List of business operators List of business operators currently providing services, excluding business operators who are in the
activities in the capital market from pre-trading to post-trading. Thus, business operators possessing useful innovations for investors will have the opportunity to participate in a regulatory sandbox in a
Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
Number of Active Professionals Classified by Type of Companies Download data Number of Personnel perform duties in the capital market business Download data Dataset/Statistic report No. Report name Period
Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel
Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business
Family Investor - ครอบครัวนักลงทุน FB: Family Investor - ครอบครัวนักลงทุน : Unlicensed securities and derivatives business (Disclosure Date : 03/01/2019)