Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
Number of Active Professionals Classified by Type of Companies Download data Number of Personnel perform duties in the capital market business Download data Dataset/Statistic report No. Report name Period
Printable Format - Laws and Regulations Limited BDU |- Licensing |- Registered Capital (Section 96) |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel
Repeal of Notification of the Securities and Exchange Commission concerning Maintaining Capital of Securities Company in the Category of Securities Finance Business
Family Investor - ครอบครัวนักลงทุน FB: Family Investor - ครอบครัวนักลงทุน : Unlicensed securities and derivatives business (Disclosure Date : 03/01/2019)
Elysium Trader Website: www.elysiumtrader.com, FB: Elysium Trader, Nuttagit Apitanarut, Line: elysiumtrader : Unlicensed securities and derivatives business (Disclosure Date : 08/05/2018)
พิมพ์ นารา (Pimnara Poonsawat) หรือ Befaii Suwinya FB: พิมพ์ นารา (Pimnara Poonsawat) หรือ Befaii Suwinya : Unlicensed securities and derivatives business (Disclosure Date : 31/10/2018)
Global Investments (Far East) Ltd. Global Investments International Global House Ltd.และ Global Consultants Ltd. Website: www.qropdirect.com, www.g : Unlicensed securities and derivatives business
นายธิติ ธาราสุข Website: www.chart-master.com, www.technicalday.com, FB: chartmaster, Gold Trader, Trader 4.0 : Unlicensed securities and derivatives business (Disclosure Date : 15/11/2017)