securities company, the term “personnel” and “employee” under this Notification shall also include any person who is entrusted to perform the duty for a securities company. Clause 3/2. Clause 16 shall apply to
appointing a securities company to perform duty as a representative responsible for the trading of units of a collective investment scheme and a letter appointing a local representative of the CIS operator in
effectiveness, ensure that it can perform duties effectively, promote productive organizational culture, as well as support independency of chairman of the management; Principle 4: The board of directors
baht of public savings, we are obliged to perform professional investor?s role in monitoring investee businesses for the utmost benefit of listed companies and steady return for public savings in the
such as financial standing, personnel, and operational systems, sufficient to perform fund supervisor duties for crypto ETFs. These qualifications must be consistent with the existing regulatory
in the operation by accessing the organization’s information or internal information system, and arrange for such personnel to perform their functions in accordance with the established policy and
Notification shall come into force as from 16 March 2007. Clause 2. In this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform
this Notification; (1) “securities company” means any company licensed to undertake securities businesses to perform securities brokering, dealing, underwriting, mutual fund management, private fund