. However, Mr. Supant prepared and disclosed the report (Form 59) to the SEC office on 10 September 2021 which is later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 3/2026

. However, SPBL submitted the Form 246-2 report to the Office on 8 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement Committee Meeting No. 3/2026

the Office on 7 October 2024, which was later than the deadline specified in the announcement. SEC Act S.59 Settlement Committee Meeting No. 3/2026 Settlement Committee Order No. 55/2026 Dated 09/03

and procedures specified in the notification and failed to manage the Brilliant Plus fund in accordance with the approved fund management project which is the average proportion of investment in the

disqualification. This constitutes a violation of Section 46, which is subject to penalties under Section 272 of the Securities and Exchange Act B.E. 2535 (“Securities and Exchange Act”). SEC Act S.46

2024. However, Mr. Somphote submitted the Form 246-2 report to the Office on 9 July 2024, which was later than the deadline specified in the announcement. SEC Act S.246 Settlement Committee Meeting No

the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such financial statements to the SEC Office on 2 June 2022, thereby submitting its annual financial statements for

than the deadline prescribed by the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such report to the SEC Office on 2 June 2022, thereby submitting its Management’s

") for the year 2021 later than the deadline prescribed by the Capital Market Supervisory Board, which is 31 March 2022. However, THL submitted such report to the SEC Office on 23 June 2022, thereby

which is duly required to be performed. This case is in the process of inquiry by the inquiry official. SEC Act S.300 in conjunction with 33 Criminal Complaint Filed with an Inquiry Official Dated 13