participants should strive toward in order to improve investor protection and the fairness, efficiency and transparency of securities markets, and reduce systemic risk. The Principles apply to all types of CRAs
shall be specified with details on the identification and number of customers/suppliers, the nature of relationship and the types of products for sale and purchase. In any case, if the Company has already
7 An intermediary may outsource operational function to a service provider in accordance with the following rules: (1) types of function and characteristics of eligible service provider shall be
Operational Function to Service Providers ____________________ Clause 7 An intermediary may outsource operational function to a service provider in accordance with the following rules: (1) types of function and
Transfer fee Remark: ……………………………………………………………… ………………………………………………………………………… ………………………………………………………………………… Proportion of asset types invested List of Top 5 Holdings Weight According to Credit Rating (%) Table
of asset types invested List of Top 5 Holdings Weight According to Credit Rating (%) Table Table Table Table Table Class Code Investment exceeding 20% of NAV in other funds (domestic funds and/or
: ……………………………………………………………… ………………………………………………………………………… ………………………………………………………………………… Proportion of asset types invested List of Top 5 Holdings Weight According to Credit Rating (%) Table Table Table Table Table Class Code Investment exceeding 20% of NAV in other funds (domestic funds and/or
and Houses Bank Public Company Limited, Samutprakarn branch with account types Fixed deposit, Saving Account and Current Accounts The conditions of order are as follow: 2.1 The current account requires