(UREKA) by placing trading orders or trading UREKA’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading orders
placing trading orders or trading UREKA’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and placing trading orders or trading
World Trading Prosperity Co., Ltd. World Trading Prosperity Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section
Watchara Trading 2018 Company Limited Watchara Trading 2018 Company Limited did not report an incident in which the Company breached the debt repayment agreement for the crowdfunding debentures
are eligible for the program), (2) derivatives clearing house business, and (3) the securities trading center and derivatives trading center businesses. In this regard, the related regulations on
T.H.K Trading Company Limited T.H.K Trading Company Limited conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such action was
Bangkok, March 13, 2015 - The SEC suspended two investment consultants of RHB OSK Securities (Thailand) Plc. {A}, a securities investment consultant, was suspended for trading securities on behalf of
offence committed by Zipmex concerning the case that between July 20 to 28, 2022 Zipmex suspended totally or partly digital asset trading services without provisions in Zipmex's rules, conditions and
Delta Paint Public Company (DPAINT) by placing a securities trading order or trading securities on a continued basis causing the price and the volume of DPAINT stocks to be inconsistent with the normal
trading order or trading securities on a continued basis causing the price and the volume of DPAINT stocks to be inconsistent with the normal market condition. that was inconsistent with the normal market