characteristic as specified in the Notification of the Securities and Exchange Commission on prohibited characteristics of securities business personnel and such person is no longer fit to perform the duties of
-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of duties to a third party, a branch office shall receive prior permission from the
-conditions or post-conditions in respect of the closure of the branch office. Clause 7. In providing services, where there is a delegation of duties to a third party, a branch office shall receive prior
duties to a third party, a branch office shall receive prior permission from the Office. Such permission shall only be granted on the ground that the branch office is not in a state to provide services by
Exchange of Thailand Re: Disclosure of Information and Other Acts of Listed Companies concerning the Connected Transaction, B.E. 2546 (2003) (as amended) specifies the duties of the company to prepare and
(fiduciary duties) เพ่ือประโยชน ์ ท่ีดีท่ีสุดของผูถื้อหน่วยทรัสตโ์ดยรวม 3 เร่ือง ความคิดเห็นของผู้แสดงความเห็น ความเห็นของส านักงาน 2. ประเดน็ขอ้เสนอแนะอ่ืน ๆ - ควรมีการก าหนดคุณสมบติัของผูจ้ดัการกองทรัสตใ์น
business, and shall be in accordance with the following outsourcing principles at any level of outsourcing: (1) having duties and responsibilities to clients and operating for the best interest of clients
on the margin placement and the use of such financial resource, including rights and duties of the members with regard to the margin placement as well as the risks causing the members to make
for covering risks, it shall clearly disclose the guideline on the margin placement and the use of such financial resource, including rights and duties of the members with regard to the margin placement