SEC Secretary-General Rapee Sucharitakul said that there had been several fraud cases regarding investment in digital assets which might result in a huge loss for investors. This led to the

Limited (BSEC)  based on nonpublic information he had known by virtue of his working positions. Following a referral from the Stock Exchange of Thailand (SET), the SEC?s further investigation has revealed

Yarnapund Plc.?s financial statements for the year 2008 and Q1/2009. Earlier, the SEC had reviewed and found that the financial statements of Yarnapund Plc. (YNP) did not comply with the auditing standards

) Public Limited Company) via Form 247-4 on December 23, 2010 had failed to comply with the provisions on tender offer price under the takeover rules. The offerors ? (1) Phisudhi Phihakendr, (2) Phiroon

the documents in order to acquire sufficient and reliable evidences concerning NIPPON?s transactions on securities investment, even though the company had continuously invested in large amount of

to March 27, 2009, Maris, then ING Funds managing director and T.U. Dome fund manager, and Burim, also T.U. Dome fund manager at that time, had performed their duties dishonestly by proceeding for T.U

the report from Asia Plus Securities Plc., the SEC probed into the case and found that {A} had been authorized by her client to make derivatives trading decisions on the client' behalf. The client was

Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The

that the applicant had transferred all shares of such company to a third party despite various factors indicating that the transaction may not exist. This would lead to incorrect and incomplete

. Earlier, he had arranged for ZMICO to invest in shares of a listed company at the price not exceeding 20 baht per share which was very much higher than the market price at that time. He subsequently