Secretary-General, overseeing the Legal Division and the Enforcement Division; 2. Ms. Jomkwan Kongsakul, Deputy Secretary-General, overseeing the Intermediaries Supervision and Market Division, the
โยบายในการนำเครื่องมือ e-enforcement เพื่อเฝ้าระวังป้องกันการกระทำความผิดเกี่ยวกับตลาดทุน และอยู่ระหว่างพิจารณาแนวทางในการตั้งพนักงานสอบสวนคดีพิเศษเป็นพนักงานเจ้าหน้าที่ตามพระราชบัญญัติหลักทรัพย์และ
, Deputy Secretary-General, in charge of Legal Development and Enforcement; 2. Mrs. Paralee Sukonthaman, Deputy Secretary-General, in charge of Intermediary and Market Supervision, Investment Management
The Office of Securities and Exchange Commission (SEC) is considering amendments to the laws administered by SEC in order to increase the efficiency of law enforcement. The Agency proposes to
of the enforcement of the revised rules (2019-2023), SEC will give a grace period, during which the cooling-off period of the outgoing auditors may be less than 5 consecutive years but shall not be
Bitcoins worth approximately 797 million baht. SEC is working closely with the enforcement personnel to investigate further details and examine whether there is any violation of laws governing securities
capital market linkages aims to lessen obstacle and increase efficiency for law enforcement where regulations applicable to foreign company approved by the SEC to offer for sale of newly issued securities
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international
concerning servicing digital assets and promotion of their services. They must not violate any laws or support illegal activities. If violations are found, the SEC will take legal enforcement action.” In
defendant failed to pay the fine, enforcement shall proceed in accordance with Sections 29 and 30 of the Criminal Code. DAB Act S.94 Criminal Complaint Filed with an Inquiry Official Dated 05/07/2019