company’s interest to ensure they are disclosing in line with the framework.”Ruenvadee Suwanmongkol, Secretary-General of the Securities and Exchange Commission, Thailand, said: “The SEC is very pleased to
to ensure that the retail funds are managed based on industry best practices.About the ACMF · The ACMF is a high-level grouping of capital market regulators from all 10 ASEAN jurisdictions
and its directors to clarify the matter, including the aforesaid suspicious issues, and will consider legal action in due course. To protect investors’ interest and ensure that investors will have
assessing the listed companies using the public information which can be accessed by all investors. There is a peer review process to ensure the assessment standards across countries. ASEAN CG Scorecard in
. Moreover, SEC has prepared for the readiness of our people and techniques by using new technology with international standards to ensure that our personal data management and protection be in accordance
2020-2022 and adds the goal of “recovery and strengthening” and the Ad-hoc Master Plan to ensure that the capital market’s regulations will not impose obstacles and will provide tools for building
prosecution shall be extinguished. ?The new amendments have been considered by relevant parties in many sectors to ensure that the provisions are appropriate and applicable to the increasingly complicated
conducts, the SEC requires that intermediaries have operational procedure to ensure that investors are qualified as accredited investors as specified in the regulations. AI must have good understanding about
procedures to ensure that investment consultants regularly distribute investment research to investors. Lack of investment research on small and medium market capitalization listed companies was concerned by
Programme (A-MDP) to ensure all ACMF members benefit from regional capital market connectivity. Following the successful first phase of implementing the regulatory programme in developing domestic bond