business work systems.   The SEC Board has passed a resolution approving the proposed amendments to the digital asset business licensing process and endorsing the proposed amendments to the regulations

According to the findings from the SEC’s investigation, Longroot failed to maintain the qualifications regarding financial position, management structure, and work systems throughout the approval

market regulatory agency;  (2) The SEC will consider the participants’ qualifications in various areas, including capital adequacy, work systems, management structure, and conditions for relevant

six months to improve and develop necessary work systems in compliance with the governing regulations. ________________________

but also reduce partial costs for audit firms. But In any case, each first-time applicant is subject to the SEC’s strict audit work quality screening process in accordance with the international

the capital market must be attached to the audit firms which have a work system in accordance with the quality control standard. However, in the current structure of laws pertinent to the audit

products faster and more conveniently.   The Single Form will be used, starting from 1 July 2021. Intermediaries must set up a work system to support the use of such form. In addition, the SEC supports the

to conduct an audit work of such juristic person, if the auditor discovers any suspicious circumstance that a director, manager or any person responsible for the operation of such juristic person

analysts and fund managers can apply to their work. ESG, in essence, is a mechanism for developing a sustainable capital market. CFA Institute, the global association of investment professionals, invited

technology and innovations for capital market development, enhance work process efficiency, lower business operators’ cost, and increase transparency, creditworthiness and traceability. DLT has been used as