falsely said to be listed on the Stock Exchange of Thailand even though it has already been listed. The clients transferred money to his account for trading such shares, but he did not do so for the clients
Bangkok, March 13, 2015 - The SEC suspended two investment consultants of RHB OSK Securities (Thailand) Plc. {A}, a securities investment consultant, was suspended for trading securities on behalf of
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as a disposition of asset subject to Notification of the Board of Governors of the Stock Exchange of Thailand, Re: Disclosure of Information and Other Acts of Listed Companies Concerning the
Transactions and the Notification of the Board of Governors of Stock Exchange of Thailand No. Bor.Jor./Por.22-01 Re: Disclosure of Information and Other Acts of Listed Companies Concerning the Connected
Substantial Transactions within the Definition of an Acquisition or Disposal of Assets dated August 31, 2008, and the Notification of Board of Governors of the Stock Exchange of Thailand regarding Disclosure
, and a letter appointing a local representative in Thailand to be the person responsible for the operation of the ASEAN Collective Investment Scheme to perform duties as specified under the Notification