, the SEC promulgates regulations as follows: Clause 1 In this Notification: (1) “foreign ETF” means collective investment scheme in category of exchange-traded fund established under law of foreign
Company is entitled to nominate one (1) director out of three (3) directors of BCB. The transaction size of said acquisition is within the scope of acquisition of assets under the Notification of the
institution established under specific law. Additionally, [the term of “authorized management person”] also means a person who is a member of a committee performing duty relevant to business management of
2018 (effective on 16 July 2018). 2 (1) the investment unit specified under the Law on Securities and Exchange; (2) a financial instrument or certificate representing the right of the holder as the owner
Company Investment Advisory Company Derivatives Brokerage Derivatives Dealing Commercial Bank Life Insurance Company Trustee foreign juristic person / organization under digital asset business Funding
The Securities and Exchange Commission (SEC) organized the SEC Digital Services 2024 seminar under the topic “Digital Horizons: Shaping the Future of the Capital Market.” During the seminar, the SEC
. Such activities were in violation of Section 244/3 (1) and (2), the presumption under Section 244/5 and Section 244/6 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with
emphasis on security. Under the SEC’s regulations, DA business operators must take into account risks of fraud and cyber theft, and are prohibited from providing services related to digital assets through
The Securities and Exchange Commission (SEC), in collaboration with the Federation of Accounting Professions under the Royal Patronage of His Majesty the King (TFAC), organized a seminar for
the athletes participating in the Thai Securities Companies Association (TSCA)’s Broker Badminton Championship 2024 to compete for the royal trophy under the patronage of HRH Princess Maha Chakri