ทรัสต ์ท าใหก้ารเปิดเผยขอ้มูลของกองทรัสตซ่ึ์งเป็น หลกัทรัพยท่ี์จดทะเบียนในตลาดหลกัทรัพยย์งัไม่เป็นไปตามมาตรฐานสากล และไม่มีขอ้มูลในการติดตาม ในกรณีท่ีบุคคลดงักล่าวอาจใชป้ระโยชน์จาก inside information ใน
with access to inside information and the number of directors indicated direction of the earning management of listed companies, especially for those in financial sector. Dr. Nattawoot Koowattanatianchai
The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside
, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside
companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more suitable for the current fund management
management companies to become more flexible, and the revision of preventive measures against leaks of inside information of investment management companies to become more appropriate to the
inside information for their trading of PTG shares and assisting the commission of an offense”
: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-insider who traded securities by using inside information obtained from others;2) Dissemination of
Bangkok, March 13, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against Yongyuth Ngamkaiwan and Vorapin Ngamkaiwan for using inside information to sell
Company Limited ("TOG"), purchased TOG shares through Miss Malita Limlomwongse's securities trading account. In the purchase of TOG shares, he utilized the inside information accessed by the