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Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand

Offering for Sale of Certificates Representing Interest from Underlying Securities by the Subsidiary of the Stock Exchange of Thailand

Disposal of Assets Transaction, and Acquisition of Assets Transaction To : Director and Manager The Stock Exchange of Thailand Enclosure 1. Information Memorandum on the Disposal of Komchadluek Business and

Short Sale (No. 9) dated 3 October 2008. -4- (1) provide sufficient information of such person to analyze the suitability of lending money for purchasing securities or lending securities for making a

regarding Definition of Institutional Investor, Ultra High Net Worth, and High Net Worth Investor; “client” means user of an intermediary’s services; “Stock Exchange” means the Stock Exchange of Thailand

access, abnormal and/or illegal use of information systems and user identification of internet trade clients. It should also be required to monitor and analyze such recorded evidence. 31 Provisions in the

systems and user identification of internet trade clients. It should also be required to monitor and analyze such recorded evidence. Provisions in the Notification No. Sor Thor. 37/2559 Clause 23 An

securities trading system and other relevant systems of the Stock Exchange. Meanwhile, an information technology system is necessary for securities clearing houses and central securities depositories to