;ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and

Limited ("ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the

;ECF")'s shares by placing trading orders or trading ECF’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and

East Coast Furnitech Public Company Limited ("ECF")'s shares by placing trading orders or trading ECF's shares in such a way that deceive investors by controlling or artificially

Public Company Limited (“MSC”) by placing trading orders or trading MSC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities, and

trading orders, trading securities on behalf of client and making trading decisions for benefit of client without the client?s orders.Following a complaint against {A} lodged by a client of KGI Securities

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

PLC (SALEE). With the referral from the Stock Exchange of Thailand on irregular trading of SALEE shares as a result of a group of persons? trading causing the changes of SALEE share price and trading

Bangkok, September 20, 2013 - The SEC imposed a one-month suspension on {A}, a derivatives investment consultant of Asia Plus Securities Plc. for trading derivatives on behalf of her client.Following

Criminal Code. A referral from the Stock Exchange of Thailand stated that irregularities in the trading of FOCUS shares had been detected in relation to trading activities of a certain group of persons. The