actions of the persons above are deemed offenses under Section 244/3(1)(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 or in conjunction with Sections 83 and
/5 and 244/6, as the case may be, subject to the liabilities under Sections 296, 296/1 and 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA), in conjunction with Section 83 of the
Surapol was deemed a contravention of Section 242(1) in conjunction with Section 243(2) of the Securities and Exchange Act B.E. 2535 (1992) (SEA). These individuals are subject to the penalties under
Section 296, Section 296/1 and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code. Additionally, the use of other persons’ securities
and Section 296/2 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) in conjunction with Section 83 of the Penal Code. Additionally, the use of other persons’ securities trading accounts to
finance ecosystem to ensure effective outcomes. “The SEC continues promoting Transition Finance, which is a key initiative to achieve the Net Zero Goal. Failure to act could pose a risk to
launch of our new microsite, Gender Corner (https://www.sec.or.th/TH/Pages/GenderCorner/homepage.aspx), which will serve as an accessible-to-all community supporting gender equality of listed companies
Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as