e-service Online Submission See canceled document Securities Underwriter Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification

   Securities and Exchange Act 2535   114 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission  KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses

e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and

e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and

e-service Online Submission Others (Securities Business) >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange

. Notification of the Securities and Exchange Commission   35/2548    13/09/2005 01/11/2005 2. Notification of the Securities and Exchange Commission   3/2548    17/01/2005 01/03/2005 3. Notification of Capital

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   57/2543    26/10/2000 08/11