amendments which essentially would: (1) Revise the wording on the determination of the qualifications of an issuer of an initial public offering to be clearer in the part of non-involvement in an illegal
, making it impossible for the owner to report to the SEC within the specified period of time;(4) Clear determination of the reporting date in case of obtaining shares from capital increase or convertible
employers. On 29 April 2020, Finance Minister Uttama Savanayana issued the Notification of the Finance Ministry concerning Determination of Business Types, Duration and Conditions for Employees or Employers
financial planning tool and raising people’s awareness into actual implementation. “In order to promote wealth advisors, SEC will amend the regulations to attract and reduce obstacles for new and existing
-osoth, (2) Ms. Poramaporn Prasarttong-osoth, and (3) Mrs. Narumon Chainaknan. The offenders were subject to pay civil penalties at the total amount of 499.45 million baht. In addition, they will be banned
significantly in the third quarter of 2015, i.e., 89.62 million baht or a 136.97 percent increase from the same quarter of the preceding year, while the net profit for the first quarter of 2016 was 75.30 million
to the continuing loss in previous quarters. Ravi used such inside information to buy 1,479,700 SPORT shares through the trading account of Lohtong Holding Co., Ltd. before the company publicly
) of the SEC Notification No. Kor Jor. 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives Dated 23 April 2010. Information contained in this news release is
disclosure of false information in accordance with Clause 4(3) of the SEC Notification No. KorChor 8/2553 Re: Determination of Untrustworthy Characteristics of Company Directors and Executives dated April 23
the SEC’s examination, is considered an offense of making false entries or omitting material statements in the accounts or documents of, or related to, a juristic person. This constitutes a violation