) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
directly with CBP. The value of sub-leasehold right to be sold to the Trust will be at least THB 1,922.80 million and not exceeding to THB 2,235.00 million. Approved the Company and PD to enter into an
least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized
) of Clause 3; (5) The opinion of the board of directors at least on the following matters: (a) The reasons and necessity for capital increase of the company; (b) The reasons for issuing and offering
category of mutual fund management. Chapter 2 Conduct of Business as a Professional _____________________________ Clause 7 An intermediary shall at least comply with the following standards: (1) conducts its
: Name/Position (at least CEO or equivalent): ___________________________________ Email address: ___________________________________________________________ Tel No.: _____________________________ Fax No
economic zone of Thailand as follows; (1) At least 50% geographical coverage of the Eastern Economic Corridor (EEC) area, (2) At least 50% population coverage of key cities area including Bangkok Metro area
______________________ Clause 1112 An offeror shall submit a registration statement to the SEC Office, containing completed and updated particulars with at least the following information. In this regard, the details of