each client that contain accurate, complete, and up-to-date information in the event of returns mandate of client assets.   The SEC emphasizes the importance of monitoring the operations of business

account profitability improvement or other factors that would be more accurate for measuring effectiveness and efficiency of the agreement, for example, calculation from an increase in sales and adjusted by

exact time when the sale report would be able to be submitted. If the SEC Office views that the request for the waiver is reasonable and appropriate, it may be granted. Clause 11 This Notification shall

information so that complete and accurate information is provided to investors; (4) act or refrain from doing any acts within a specified period of time to ensure that the acknowledgement of information is

) cease the advertising; (2) rectify the information in the advertisement; (3) provide additional information so that complete and accurate information is provided to investors; (4) act or refrain from

accurate information to investors; (4) act or refrain from doing any acts within a specified period of time to ensure that the acknowledgement of information is accurate and not misleading. Clause 15. To

Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the information in the advertisement; (3) clarify complete and accurate information to investors; (4) act or

information in the advertisement; (3) provide additional information so that complete and accurate information is provided to investors; (4) act or refrain from doing any acts within a specified period of time

advertisement; (3) clarify complete and accurate information to investors; (4) act or refrain from doing any acts within a specified period of time to ensure that the acknowledgement of information is accurate

the auditor without the presence of the management at least once a year. - Review the connecting transactions or transactions that may have conflicts of interest to ensure that they are accurate