offering to sale newly issued securities in the category of debenture without approval from the SEC Office during June 2017 – December 2017 resulted from the instruction or the failure to give instruction
issued securities in the category of shares (Public Offering) without approval from the SEC office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.34 in conjunction with
approval for offering newly-issued ordinary shares to specific investor by mean of Private Placement from the Office of Securities and Exchange Commission (the “SEC Office”). pursuant to Notification No
to be Fund Manager ______________________ Clause 6. Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be
______________________ Clause 6 . Any person being at least twenty years old and intends to obtain an approval from the Office to be listed in the register of person qualified to be fund manager shall submit an
Application Form for Approval of Operation of Agricultural Futures Trading Business by Derivatives Business Operators By virtue of Paragraph 2 of Section 22 of the Derivatives Act B.E. 2546 (2003), the SEC
Securities and Exchange Commission No. Sor Yor. 12/2548 Re: Application for Approval of Form and Terms of Derivatives Contracts Traded on Derivatives Exchange ______________________ Whereas the Derivatives Act