committed the misconducts while working at Globlex Securities Co., Ltd. and later at KTB Securities (Thailand) Co., Ltd. Following the inspection reports of Globlex and KTB and her clients? complaints, the
regulations, please visit the SEC website at www.sec.or.th).
, therefore, filed a criminal complaint against the said companies and persons with the ECD Police for further proceedings. At this juncture, any person suffering damage from investment with those companies or
of violation. The SEC urges anyone who is affected by the damage incurred from making an investment with this group of persons to provide the ECD Police with additional information at 0-2237-1199 for
? behaviors before designing product and service policies that would better respond to the investing public?s demands.FinTech Forum will take place on 15 June 2016 from 9.00 ? 12.00 hours at Auditorium 1601
prepare participating volunteers to take their roles on shareholders? rights protection efficiently at 2013 Annual General Meeting of Shareholders (AGM). The ?Star for Shareholders? Rights Protection? was
transactions for shareholders? approval at the 2013 annual shareholders meeting on April 25, 2013.Independent financial advisor viewed that GLAND shareholders should not approve the above transactions on the
, units of ASEAN collective investment scheme (ASEAN CIS) will be added as permissible securities. The revision, to become effective by November 2014, aims at supporting competition among business
business, to Economic Crime Division (ECD) to further investigate on the two alleged persons. The SEC urges investors suffered damage from investing with the company inform ECD about the matter at 0-2237