trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives business operation in the
disclosure statement for futures trading, the SEC Office hereby issues the following notification; Clause 1. In this Notification, “derivatives broker” means a juristic person licensed to undertake derivatives
Securities and Exchange Commission hereby issues the following regulations: Clause 1. This Notification shall come into force from the day following the date of its publication in the Government Gazette except
hereby issues the regulations on approval of auditors as follows: Clause 1 This Notification shall come into force from 1 October 2010, except Clause 10(3), which shall come into full force from 1 January
for Money Laundering and Financing of Terrorism _____________ By virtue of (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543 Re: Rules, Conditions and
Use of Securities Business for Money Laundering and Financing of Terrorism _____________ By virtue of (1) Clause 4(2) of the Notification of the Securities and Exchange Commission No. KorThor. 42/2543
the following regulations: Clause 1. The following shall be repealed: (1) Notification of the Securities and Exchange Commission No. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of
. The following shall be repealed: (1) Notification of the Securities and Exchange Commission No. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of the Private Fund Custodian dated 4
) Notification of the Office of the Securities and Exchange Commission No. Sor Nor. 1/2554 Re: Verification and Announcement of Qualified Units of Foreign ETF and Application for Allotment of Foreign ETF Units
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