;)'s share to commit offense in using her securities trading account to sell STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. This case is
regulation. Key highlights included: (1) Utilizing AI to detect suspicious trading behaviors and potential misconduct, aimed at promoting transparency and strengthening investor protection, and (2) Building an
in case of complaints or issues on misconduct of directors or executives of listed companies under the Securities and Exchange Act B.E. 2535 (1992) to enhance flexibility of work process and
auditor qualifications in relation to experiences and introduction of new measures and sanctions relative to levels of misconduct ranging from minor to serious. In addition, the approval criteria for
violation of the rules. The SEC therefore suspended them from duty as approved investment consultants for one month. The aforesaid misconduct is in violation of Clause 20(3) of the Notification of Capital
performance at the rate of 0.08 baht per share which might affect to positive change in the price of TKN’s share. Subsequently, Mr. Itthipat Peeradechapan commit offense in using Mrs. Phanida Wiriyakitnukun’s
round) for the TKN’s Q3/2022 performance at the rate of 0.08 baht per share which might affect to positive change in the price of TKN’s share. Subsequently, Mr. Nutchatpong Peeradechapan commit offense in
Mrs. Usuma Sarapoonsup Mrs. Usuma Sarapoonsup rendered assistance to Mr. Eakarat Apiwattanaporn’s commission of the offense to buy UOB Freehold Eight Thonglor property fund (“UOB8TF”) Units on 19
Miss Thitirat Lohaset Miss Thitirat Lohaset rendered assistance to Mr. Eakarat Apiwattanaporn’s commission of the offense to buy UOB Freehold Eight Thonglor property fund (“UOB8TF”) Units between 19
information about an increase of the net profit in the financial statements of Q2/2018. Subsequently, on 25 June 2018 to 17 July 2018, Mr. Pongsak colluded with Miss Nontiya Ponlawat to commit offense in using